At Mallery Financial, helping clients with their investments is never a cookie cutter experience. We take a personal approach to designing an investment plan that seeks to match your desired outcome with your risk profile and other variables specific to your life. By taking your entire situation into consideration, we provide a holistic solution that integrates all aspects of your goals, values, circumstances, and preferences.

Key Points:

  • We are independent*
  • We have no proprietary products to sell
  • We have a large toolbox from which to choose, a broad range of investment approaches and vehicles
  • We do extensive research on investment programs before recommending them
  • We strive to match clients to the most appropriate investment approach for their goals, objectives, risk tolerance, circumstances, preferences, and values
  • Flexibility is important
  • Your privacy and security are our highest priority


Tax Optimization

Taxes can make a big impact on your wealth accumulation and lifestyle. It’s not the size of your account that matters, it’s how much of it you get to keep and spend. For that reason, we work to identify and recommend investment strategies that may optimize your tax position, now and in the future.


Risk Management

Managing risk is an important part of financial planning, investment management, and building long-term financial security. What good does it do to have a “perfect” plan only to have everything scuttled by a major market correction? And more important, when that correction comes, will you remain in your investment plan and sleep well at night?

Risk management is a central focus at Mallery Financial. We start by understanding your feelings and attitudes about risk and your capacity for risk based on your financial plan, and recommend an investment program that aligns with your personal risk profile. You’re welcome to take our scientifically based risk assessment here.


Investing in Your Values

Some clients want to invest in alignment with certain social, moral, or religious values. We offer the ability to pursue that level of integration.

  • Socially responsible investing (SRI) – a.k.a. sustainable, responsible, and impact investing; or ESG (environment, sustainability, and governance)
  • Faith-based investing

If you want to invest in alignment with your social, moral, or religious values, we offer the ability to pursue that level of integration.


Self-Directed IRAs

If you’re interested in holding alternative assets in your IRAs (for example, real estate, precious metals, artwork, or other non-conventional assets), we work with trust companies and can help facilitate that objective for you.

This material is intended to provide general financial education and is not written or intended as tax or legal advice and may not be relied upon for purposes of avoiding any Federal tax penalties.  Individuals are encouraged to seek advice from their own tax or legal counsel.  

*Please Note: The investment adviser representatives in KMS branch offices are under the supervision of KMS Financial Services, Inc.